This site uses cookies. Some of these cookies are essential, while others help us to improve your experience by providing insights into how the site is being used. For more information, please check our Privacy Policy. By clicking accept or continuing to use this site, you consent to our use of cookies across the site. You can disable or remove cookies in your browser settings at any time
BREAKFAST BRIEFING
EMIR Refit: Reduce costs and build a transaction reporting control framework for the next decade
22 February, 8:30am at South Place Hotel in London
The EMIR Refit comes into force April 2024 in the EU, and is expected October 2024 in the UK. Join Duco and transaction reporting experts to discover how to prepare.
We’re committed to your privacy. Duco will only use the information you provide to contact you about our relevant content, products, and services. You can unsubscribe from our communications at any time. More information is available in our Privacy Policy.
The clock is ticking for firms to get ready for the EMIR Refit. You need to adapt to a number of significant changes and meet stringent new demands for data quality.
Join transaction reporting experts for a breakfast briefing on the challenges of the EMIR Refit on Wednesday 22 February 2023 in the City of London. We’ll explore the impact on firms like yours and how you can create a future-proof strategy for tackling regulatory change.
AGENDA:
8:30am
Registration and breakfast
9:00am
Welcome and opening remarks
9:05am
Panel discussion covering:
- Why firms need a new operating model in the face of continuous regulatory change
- How to build a best practice control framework to manage risk and reduce cost
- What technology is available now to support you in future-proofing your framework
10:15am
Q&A
10:30am
Coffee and networking
Speakers
Tim Hartley
Director - EMIR Reporting, Kaizen Reporting
See biography
With over 15 years’ industry experience, Tim is a specialist in EMIR regulatory reporting and has a deep understanding of the full trade and position reporting lifecycle, from pre-sale, through to daily reporting and post-trade review. He has assisted a broad range of firms, including hedge funds, asset managers and brokers to meet reporting requirements, as well as avoid regulatory scrutiny and enforcement action.
Prior to Kaizen, Tim was an EMIR and SFTR reporting specialist for Kroll, where he led the firm’s expert consultations, authored and delivered EMIR and SFTR training modules on behalf of a leading Trade Repository, and was a regular panelist on EMIR Reporting webinars and conferences. Tim spent five years leading and developing the CME Trade Repository as Global Head of Client Services, after having focused on derivative onboarding for JPMorgan Chase.
Chad Giussani
Regulatory Reporting Specialist
See biography
Chad Giussani is a regulatory reporting specialist with over 25 years of financial services experience working for a variety of leading investment banks and vendors, including Standard Chartered, HSBC, Barclays, Lloyds, ISITC, TRAX (now MarketAxess Post-Trade) and Omgeo (now DTCC Institutional Trade Processing).
His notable achievements include launching a MiFID FCA-Approved Reporting Mechanism, leading the implementation and delivery of a number of Dodd-Frank and EMIR reporting projects, and creating a versatile financial markets post-trade compliance advisory team to undertake second line oversight of MiFID, EMIR, HKMA, MAS, ASIC, CAD, CFTC, SEC, Bank of Israel and SFTR transaction reporting.
More recently, Chad has been providing compliance, strategy and product advisory support to hedge funds, software vendors and venture capital investors.
Christian Nentwich
CEO, Duco
See biography
Christian Nentwich is co-founder and CEO of Duco. A lifelong technologist with a relentless passion for simplifying complex data using augmented machine learning and AI automation, he launched Duco to help people dealing with mission critical data on a daily basis. Christian is recognised for building companies with a strong focus on culture and transparency that deliver transformational experiences to customers.
Prior to Duco, he founded Systemwire, which exited to Message Automation and further to Broadridge. He holds a BSc and PhD in Computer Science from University College London and is a winner of its Faculty Medal in Mathematical and Physical Sciences.